FIF offers members insight into front office, back office, technology and market data implementation issues impacting the securities industry. Learn more →

Highlights

CAT Utility

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CAT Counterparty Utility

FIF launches a CAT counterparty contact repository. Request access here.

SEC GRANTS RELIEF ON 606(a) & 606(b)(3)

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SEC GRANTS RELIEF ON 606(a) & 606(b)(3)

SEC grants FIF & STA's request for temp. exemptive relief of certain 606(a) and 606(b)(3) requirements in response to COVID-19.

FIF Team Working Remotely

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FIF TEAM WORKING REMOTELY

Due to COVID-19, FIF is working remotely. Please email fifinfo@fif.com for assistance, since phone calls may not be immediately answered. 

FIF Comments on Reg Notice 19-25

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FIF Comments on Reg Notice 19-25

FIF submits a comment letter to FINRA on behalf of the FIF TRACE Working Group.

SEC Grants Extension Request for 606

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SEC Grants Extension Request for 606

The SEC grants FIF/STA request for an extension of Rule 606(a) and 606(b) compliance dates.

March Market Data Capacity Statistics

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March Market Data Capacity Statistics

Industry Solutions Page

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Industry Solutions Page

Contact us at fifinfo@fif.com to provide us with updates, services and products you wish to have displayed on your page. See it here: https://fif.com/vendors/all/ 

CAT Counterparty Contact Utility

 

Request Access Button  CAT Contact Utility Button

*Before requesting access, please register as a FIF user.
**What is the CAT Utility? Learn more here

Retail Execution Quality Statistics

The FIF Rule 605/606 Working Group has been working on improving access to execution quality statistics for the retail community.

To participate in this initiative or for additional information, please contact the FIF Program Office

Retail Broker Dealers

See Template for Retail Broker Dealers

Wholesale Market Makers

See Template for Wholesale Market Makers

Top Initiatives

FIF maintains an initiative tracking list including key milestones and status on over 30 of the most relevant and important initiatives in the industry.

Comment Letters

FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology. These letters are available to the general public.

View All Comment Letters →

FIF Members


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